-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Pb50MlBN2NwhR/PCiHVJeFMB+lizPFRBVWAbuZ0JQtz5htmmlILYfk+QCBjSIJ1Z GiS7nQHgUvG4WINHM+IiTg== 0000950103-10-000187.txt : 20100127 0000950103-10-000187.hdr.sgml : 20100127 20100127172326 ACCESSION NUMBER: 0000950103-10-000187 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 2 FILED AS OF DATE: 20100127 DATE AS OF CHANGE: 20100127 GROUP MEMBERS: MORGAN STANLEY DEAN WITTER VENTURE INVESTORS IV, L.P. GROUP MEMBERS: MORGAN STANLEY DEAN WITTER VENTURE OFFSHORE INVESTORS IV LP GROUP MEMBERS: MORGAN STANLEY DEAN WITTER VENTURE PARTNERS IV, L.P. GROUP MEMBERS: MSDW VENTURE PARTNERS IV, INC. GROUP MEMBERS: MSDW VENTURE PARTNERS IV, LLC SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: Constant Contact, Inc. CENTRAL INDEX KEY: 0001405277 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-DIRECT MAIL ADVERTISING SERVICES [7331] IRS NUMBER: 043285398 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-83685 FILM NUMBER: 10551386 BUSINESS ADDRESS: STREET 1: 1601 TRAPELO ROAD STREET 2: SUITE 329 CITY: WALTHAM STATE: MA ZIP: 02451 BUSINESS PHONE: 781-472-8100 MAIL ADDRESS: STREET 1: 1601 TRAPELO ROAD STREET 2: SUITE 329 CITY: WALTHAM STATE: MA ZIP: 02451 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: MORGAN STANLEY CENTRAL INDEX KEY: 0000895421 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 363145972 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 1585 BROADWAY CITY: NEW YORK STATE: NY ZIP: 10036 BUSINESS PHONE: 212-761-4000 MAIL ADDRESS: STREET 1: 1585 BROADWAY CITY: NEW YORK STATE: NY ZIP: 10036 FORMER COMPANY: FORMER CONFORMED NAME: MORGAN STANLEY DEAN WITTER & CO DATE OF NAME CHANGE: 19980326 FORMER COMPANY: FORMER CONFORMED NAME: DEAN WITTER DISCOVER & CO DATE OF NAME CHANGE: 19960315 SC 13G/A 1 dp16281_sc13ga.htm FORM SC 13G/A



UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C.  20549
____________________________
 
SCHEDULE 13G
 
Under the Securities Exchange Act of 1934

(Amendment No. 2)*

Constant Contact, Inc.
(Name of Issuer)
 
Common Stock, par value $0.01 per share
(Title of Class of Securities)
 
210313 10 2
(CUSIP Number)
 
December 31, 2009
(Date of Event Which Requires Filing of this Statement)

 
Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
 
  o
Rule 13d-1(b)
  o
Rule 13d-1(c)
  x
Rule 13d-1(d)
*The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.
 
The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
 
 
 
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.

 



 
 
1 of 13


 CUSIP No. 210313 10 2
 13G
 
 
1
NAME OF REPORTING PERSONS
 
Morgan Stanley Dean Witter Venture Partners IV, L.P.
 
2
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
 
 
(a)
o
 
(b)
x
3
SEC USE ONLY
 
 
 
4
CITIZENSHIP OR PLACE OF ORGANIZATION
 
Delaware
 
NUMBER OF SHARES
BENEFICIALLY OWNED BY
EACH REPORTING PERSON
WITH
5
SOLE VOTING POWER
 
1,770,871
6
SHARED VOTING POWER
 
0
SOLE DISPOSITIVE POWER
 
1,770,871
8
SHARED DISPOSITIVE POWER
 
0
9
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
 
1,770,871
 
10
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
 
 
 
o
11
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
 
6.24%
 
12
TYPE OF REPORTING PERSON
 
PN
 
 
 
2 of 13



 CUSIP No. 210313 10 2
 13G
 
 
1
NAME OF REPORTING PERSONS
 
Morgan Stanley Dean Witter Venture Investors IV, L.P.
 
2
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
 
 
(a)
o
 
(b)
x
3
SEC USE ONLY
 
 
 
4
CITIZENSHIP OR PLACE OF ORGANIZATION
 
Delaware
 
NUMBER OF SHARES
BENEFICIALLY OWNED BY
EACH REPORTING PERSON
WITH
5
SOLE VOTING POWER
 
205,450
6
SHARED VOTING POWER
 
0
SOLE DISPOSITIVE POWER
 
205,450
8
SHARED DISPOSITIVE POWER
 
0
9
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
 
205,450
 
10
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
 
 
 
o
11
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
 
0.72%
 
12
TYPE OF REPORTING PERSON
 
PN
 
 


3 of 13

 

 CUSIP No. 210313 10 2
 13G
 
 
1
NAME OF REPORTING PERSONS
 
Morgan Stanley Dean Witter Venture Offshore Investors IV, L.P.
 
2
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
 
 
(a)
o
 
(b)
x
3
SEC USE ONLY
 
 
 
4
CITIZENSHIP OR PLACE OF ORGANIZATION
 
Delaware
 
NUMBER OF SHARES
BENEFICIALLY OWNED BY
EACH REPORTING PERSON
WITH
5
SOLE VOTING POWER
 
69,082
6
SHARED VOTING POWER
 
0
SOLE DISPOSITIVE POWER
 
69,082
8
SHARED DISPOSITIVE POWER
 
0
9
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
 
69,082
 
10
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
 
 
 
o
11
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
 
0.24%
 
12
TYPE OF REPORTING PERSON
 
PN
 
 

4 of 13

 

 CUSIP No. 210313 10 2
 13G
 
 
1
NAME OF REPORTING PERSONS
 
Morgan Stanley
 
2
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
 
 
(a)
o
 
(b)
x
3
SEC USE ONLY
 
 
 
4
CITIZENSHIP OR PLACE OF ORGANIZATION
 
Delaware
 
NUMBER OF SHARES
BENEFICIALLY OWNED BY
EACH REPORTING PERSON
WITH
5
SOLE VOTING POWER
 
0
6
SHARED VOTING POWER
 
2,045,403
SOLE DISPOSITIVE POWER
 
0
8
SHARED DISPOSITIVE POWER
 
2,045,403
9
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
 
2,045,403
 
10
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
 
 
 
o
11
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
 
7.21%
 
12
TYPE OF REPORTING PERSON
 
CO
 
 


5 of 13



 
 CUSIP No. 210313 10 2
 13G
 
 
1
NAME OF REPORTING PERSONS
 
MSDW Venture Partners IV, LLC
 
2
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
 
 
(a)
o
 
(b)
x
3
SEC USE ONLY
 
 
 
4
CITIZENSHIP OR PLACE OF ORGANIZATION
 
Delaware
 
NUMBER OF SHARES
BENEFICIALLY OWNED BY
EACH REPORTING PERSON
WITH
5
SOLE VOTING POWER
 
0
6
SHARED VOTING POWER
 
2,045,403
SOLE DISPOSITIVE POWER
 
0
8
SHARED DISPOSITIVE POWER
 
2,045,403
9
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
 
2,045,403
 
10
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
 
 
 
o
11
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
 
7.21%
 
12
TYPE OF REPORTING PERSON
 
CO
 
 

6 of 13



 
 CUSIP No. 210313 10 2
 13G
 
 
1
NAME OF REPORTING PERSONS
 
MSDW Venture Partners IV, Inc.
 
2
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
 
 
(a)
o
 
(b)
x
3
SEC USE ONLY
 
 
 
4
CITIZENSHIP OR PLACE OF ORGANIZATION
 
Delaware
 
NUMBER OF SHARES
BENEFICIALLY OWNED BY
EACH REPORTING PERSON
WITH
5
SOLE VOTING POWER
 
0
6
SHARED VOTING POWER
 
2,045,403
SOLE DISPOSITIVE POWER
 
0
8
SHARED DISPOSITIVE POWER
 
2,045,403
9
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
 
2,045,403
 
10
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
 
 
 
o
11
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
 
7.21%
 
12
TYPE OF REPORTING PERSON
 
CO, IA
 
 
 
 
7 of 13


 
Item 1.
 
(a)    Name of Issuer
 
Constant Contact, Inc.
 
(b)    Address of Issuer’s Principal Executive Offices
 
1601 Trapelo Road, Suite 329
Waltham, MA 02451
 
Item 2.
 
(a) 
Name of Person Filing
 
See Item 2(b) below.  Morgan Stanley is filing solely in its capacity as parent company of, and indirect beneficial owner of securities held by, one of its business units.

(b) 
Address of Principal Business Office or, if none, Residence
 
 
 
(1)
Morgan Stanley Dean Witter Venture Partners IV, L.P. (“MSDW Venture Partners”)
   
1585 Broadway
   
New York, New York 10036
     
 
(2)
Morgan Stanley Dean Witter Venture Investors IV, L.P. (“MSDW Venture Investors”)
   
1585 Broadway
   
New York, New York 10036
     
 
(3)
Morgan Stanley Dean Witter Venture Offshore Investors IV, L.P. (“MSDW Offshore Investors”)
   
1585 Broadway
   
New York, New York 10036
     
 
(4)
Morgan Stanley
   
1585 Broadway
   
New York, NY 10036
     
 
(5)
MSDW Venture Partners IV, LLC (“MSDW LLC”)
   
1585 Broadway
   
New York, New York 10036
     
 
(6)
MSDW Venture Partners IV, Inc. (“MSDW Inc.”)
   
1585 Broadway
   
New York, New York 10036
     
 
(c) 
Citizenship
                
See item 4 on Cover Pages to this Schedule 13G.
 
(d) 
Title of Class of Securities
 
Common Stock, par value $0.01 per share
 
(e) 
CUSIP Number
 
210313 10 2
 
 
8 of 13

 
Item 3.
If this statement is filed pursuant to §§240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a:
 
 
(a)
  o
Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o);
       
 
(b)
  o
Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c);
       
 
(c)
  o
Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c);
       
 
(d)
  o
Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8);
       
 
(e)
  o
An investment adviser in accordance with §240.13d-1(b)(1)(ii)(E);
       
 
(f)
  o
An employee benefit plan or endowment fund in accordance with §240.13d-1(b)(1)(ii)(F);
       
 
(g)
  o
A parent holding company or control person in accordance with §240.13d-1(b)(1)(ii)(G);
       
 
(h)
  o
A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);
       
 
(i)
  o
A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act 0f 1940 (15 U.S.C. 80a-3);
       
 
(j)
  o
A non-U.S. institution in accordance with §240.13d-1(b)(1)(ii)(J);
       
 
(k)
  o
Group, in accordance with §240.13d-1(b)(1)(ii)(K).
 
Item 4.
Ownership
 
 
(a)
Amount beneficially owned:
 
 
See item 9 on Cover Pages to this Schedule 13G.
 
Morgan Stanley may be deemed to have beneficial ownership of 2,045,403 shares of the reported securities directly beneficially owned by MSDW Venture Partners, MSDW Venture Investors and MSDW Offshore Investors.
 
MSDW LLC is the general partner of MSDW Venture Partners, MSDW Venture Investors and MSDW Offshore Investors.  MSDW Inc. is the institutional managing member of MSDW LLC.  By virtue of these relationships, each of MSDW LLC and MSDW Inc. may be deemed to have beneficial ownership of the 2,045,403 shares of the reported securities directly beneficially owned by MSDW Venture Partners, MSDW Venture Investors and MSDW Offshore Investors.
 
MSDW Venture Partners, MSDW Venture Investors, MSDW Offshore Investors, Morgan Stanley, MSDW LLC and MSDW Inc. each disclaim beneficial ownership of the reported securities except to the extent of their pecuniary interests therein.
 
 
(b)
Percent of class:
 
 
See item 11 on Cover Pages to this Schedule 13G.  Please note that none of the reporting persons on Cover Pages to this Schedule 13G own more than 7.21% of the subject class of securities.
 
 
9 of 13

 
 
(c)
Number of shares as to which such person has:
 
 
(i)
Sole power to vote or to direct the vote
     
   
See item 5 on Cover Pages to this Schedule 13G.
     
 
(ii)
Shared power to vote or to direct the vote
     
   
See item 6 on Cover Pages to this Schedule 13G.
     
 
(iii)
Sole power to dispose or to direct the disposition of
     
   
See item 7 on Cover Pages to this Schedule 13G.
     
 
(iv)
Shared power to dispose or to direct the disposition of
     
   
See item 8 on Cover Pages to this Schedule 13G.
     
Item 5.
Ownership of Five Percent or Less of a Class
 
Not applicable.
 
Item 6.
Ownership of More than Five Percent on Behalf of Another Person
 
None.
 
Item 7.
Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company
 
Not applicable.
 
Item 8.
Identification and Classification of Members of the Group
 
Not applicable.
 
Item 9.
Notice of Dissolution of Group
 
Not applicable.
 
Item 10.
Certification
 
 
Not applicable.
 
 
10 of 13

 
 
SIGNATURE
 
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
 

 
Date:     January 27, 2010
 

 
Signature:
/s/ Debra Abramovitz
 
 
By: Debra Abramovitz, as authorized signatory for MSDW LLC and MSDW Inc. and as the institutional managing member of the general partner of each of MSDW Venture Partners, MSDW Venture Investors and MSDW Offshore Investors.
 
     
Signature:
 /s/ Christopher L. O’Dell
 
 
By: Christopher L. O’Dell, as authorized signatory of Morgan Stanley
 
     


 
11 of 13
 


 
EX-99.1 2 dp16281_ex9901.htm EXHIBIT 1

 
EXHIBIT 1
 

 
Joint Filing Agreement

In accordance with Rule 13d-1(k) under the Securities Exchange Act of 1934, as amended, each of the persons named below agrees to the joint filing of a Statement on Schedule 13G (including amendments thereto) with respect to the common stock, par value $0.01 per share, of Constant Contact, Inc., a Delaware corporation, and further agrees that this Joint Filing Agreement be included as an exhibit to such filings provided that, as contemplated by Section 13d-1(k)(l)(ii), no person shall be responsible for the completeness or accuracy of the information concerning the other persons making the filing, unless such person knows or has reason to believe that such information is inaccurate.

In evidence thereof, the undersigned, being duly authorized, hereby execute this Agreement this January 27, 2010.
 
This Schedule may be executed in two or more counterparts, any one of which need not contain the signature of more than one party, but all such parties taken together will constitute part of this Schedule.
 

 
(1)
Morgan Stanley Dean Witter Venture Partners IV, L.P. (“MSDW Venture Partners”)
   
1585 Broadway
   
New York, New York 10036
     
 
(2)
Morgan Stanley Dean Witter Venture Investors IV, L.P. (“MSDW Venture Investors”)
   
1585 Broadway
   
New York, New York 10036
     
 
(3)
Morgan Stanley Dean Witter Venture Offshore Investors IV, L.P. (“MSDW Offshore Investors”)
   
1585 Broadway
   
New York, New York 10036
     
 
(4)
Morgan Stanley
   
1585 Broadway
   
New York, NY 10036
     
 
(5)
MSDW Venture Partners IV, LLC (“MSDW LLC”)
   
1585 Broadway
   
New York, New York 10036
     
 
(6)
MSDW Venture Partners IV, Inc. (“MSDW Inc.”)
   
1585 Broadway
   
New York, New York 10036
 

 
12 of 13


Issuer & Ticker Symbol: Constant Contact, Inc. (CTCT)
Date of Event Requiring Statement: 12/31/2009



Signature:
 /s/ Debra Abramovitz
 
 
By: Debra Abramovitz, as authorized signatory for MSDW LLC and MSDW Inc. and as the institutional managing member of the general partner of each of MSDW Venture Partners, MSDW Venture Investors and MSDW Offshore Investors.
 
 
 
 
Signature:
 /s/ Christopher L. O’Dell
 
 
By: Christopher L. O’Dell, as authorized signatory of Morgan Stanley
 


 
 
13 of 13


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